Matthews Business Solutions LLC

SEC  Standards Related to Listed Company Audit Committees 

SEC rules—Disclosure of Executive and Director Compensation  July, 26 2006

SEC Issues Guidance on Accounting for Stock Options 9/13/06

 

Two Delaware Chancery Court Cases On Backdating And Spring-Loading Stock Options Increase The Stakes For Directors

 

IRS Final Regulations on Nonqualified Deferred Compensation

 

IRS Guidance on Backdating in Pension Plans  Rev.Ruling 2008-7

 

 

 

 

 

 

 

 

 

 

 

 

HOT TOPICS

OPTIONS BACKDATING

MONEY LAUNDERING

FINANCIAL CRIMES INFORCEMENT NETWORK—FAQs FOR INSURANCE COMPANIES

FinCEN Guidance to Financial Institution on the Repatriation of Currency Smuggled into Mexico from the United States

E U Third Money Laundering Directive

SEC AML Source Tool

Casino Currency Reporting Requirements

Requests by Law Enforcement to Maintain Accounts

Interagency Statement—Enforcement of BSA/AML Requirements

FinCEN Final Rule—Due Diligence Program for Certain Foreign Accounts

FFIEC Revised BSA—AML Examination Manual

Interagency Statement—Enforcement of BAS/AML Requirements

FinCEN—FAQs  Casino Rules

FinCEN Guidence—Owner-Operators of ATMs

FinCEN 12/31/07 MSB Registration Deadline

FinCEN FAQs for Insurance Companies

FinCEN Guidance for Jewelry Dealers re Foreign Suppliers

FinCEN  BSA E Filing

FinCEN Money Laundering in the Real Estate Industry

FinCEN CRT Exemption Guidence

 

To Contact Us

Phone: 201-317-2124

Fax: 973-875-0880

E-mail: rmatthews@matthewsconnection.com

OTHER REGULATORY NEWS

Final—Broker Exception for Banks—Definitions

Identity Theft Red Flags

Basil II  Advanced Capital Adequacy Framework

FRB Adoption of amendments to Regs. B, E, M, Z, and DD.

OTS Final Guidance S&L Holding Co. Rating System

 FDIC Internal Control Attestation Standards

OTS—Paying Referral Fees for Trust Business

FDIC—Revisions to Report of Condition & Income (Call Report)

FFIEC Updates to Business Continuity Handbook

OCC Final Amendments 12CFR 1,2,3,4,5,7,9,10,11,2,16,19,21,22,23,24,27,27,28,31,32,34,37,&40

OTS Holding Company Handbook

Risk-Based Capital Guidelines--Money Market Mutual Funds

OCC—Other-than-Temporary Impairment Accounting

 

OTHER ITEMS OF INTEREST

Changes in the World of Finite Risk Transfer: The Spitzer Effect